Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (11 Apr 2019 to 23 Jun 2023)
    • [FCA CF] Client dealing (7 Jan 2019 to 23 Jun 2023)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Client dealing (1 Nov 2017 to 16 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF23 Corporate Finance Adviser (20 Feb 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Jun 2017)
    • CF30 Customer (27 Sep 2014 to 6 Mar 2016)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Nov 2007 to 2 Dec 2008)
    • CF23 Corporate Finance Adviser (20 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.