Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investec Bank PLC
FRN 172330
- [FCA CF] Client dealing (since 6 Mar 2018)
- [FCA CF] Manager of certification employee (1 Jun 2021 to 7 Jul 2023)
- CF30 Customer (9 Nov 2015 to 6 Mar 2016)
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- CF30 Customer (1 Dec 2009 to 2 Nov 2015)
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- CF30 Customer (1 Nov 2007 to 31 May 2009)
- CF1 Director (13 Apr 2004 to 27 Jun 2007)
- CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
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- CF2 Non Executive Director (27 Feb 2007 to 7 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.