Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Research Company UK Branch
FRN 589644
- [FCA CF] Client dealing (since 28 Sep 2020)
- CF30 Customer (31 Aug 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (28 Sep 2020 to 30 Jun 2025)
- CF30 Customer (1 Nov 2007 to 18 Mar 2014)
- CF29 Significant management (1 Nov 2007 to 1 Nov 2009)
- CF8 Apportionment and Oversight (24 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (24 Jan 2005 to 31 Oct 2007)
- CF3 Chief Executive (24 Jan 2005 to 1 Nov 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.