Ludovico Ausano Filotto

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Abraxas Capital Management Limited (no longer approved here)

    FRN 219017

    • SMF3 Executive Director (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
    • CF1 Director (8 May 2013 to 8 Dec 2019)
    • CF30 Customer (23 Apr 2009 to 8 Dec 2019)
    • CF2 Non Executive Director (17 Feb 2003 to 17 Feb 2003)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 20 Mar 2009)
    • CF21 Investment Adviser (9 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 9 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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