Lucy O'Donnell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Australia and New Zealand Banking Group Ltd

    FRN 114151

    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (since 4 Jul 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (7 Mar 2011 to 6 Mar 2016)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (3 Sep 2010 to 1 Feb 2011)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 30 Aug 2010)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 30 Aug 2010)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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