Lucy Jane Ernest

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • SMF3 Executive Director (1 Sep 2021 to 29 Jul 2022)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • SMF3 Executive Director (1 Sep 2021 to 8 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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