Lucy Grifferty

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 23 Jun 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 23 Jun 2023)
    • CF1 Director (AR) (since 19 May 2023)
    • CF30 Customer (since 19 May 2023)
  • Wholesome Financial Planning Limited

    FRN 995296

    • Employed By (since 19 May 2023)
  • CHESTER ROSE FINANCIAL PLANNING LTD (no longer approved here)

    FRN 726620

    • [FCA CF] Functions requiring qualifications (14 Jul 2022 to 28 Feb 2023)
    • CF30 Customer (16 Jun 2022 to 14 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (19 Jan 2022 to 14 Jul 2022)
    • [FCA CF] Client dealing (19 Jan 2022 to 28 Feb 2023)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (12 Nov 2020 to 27 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2022)

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Updates to this individual's record on the FCA register.

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