Lucy Bolton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [FCA CF] Client dealing (since 1 Aug 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (11 Nov 2016 to 20 May 2019)
    • [FCA CF] Material risk taker (11 Nov 2016 to 20 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Jul 2006 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.