Lucy Bloomfield

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CANACCORD GENUITY ASSET MANAGEMENT LIMITED
FRN 209741
- [FCA CF] Client dealing (since 2 Dec 2020)
- CF30 Customer (14 Sep 2018 to 8 Dec 2019)
Ennismore Fund Management Limited (no longer approved here)
FRN 188574
- CF30 Customer (1 Oct 2016 to 24 Aug 2018)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (27 Sep 2011 to 11 Jul 2016)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (27 Sep 2011 to 11 Jul 2016)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (27 Sep 2011 to 11 Jul 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.