Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RiverRock Capital Limited
FRN 599241
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 26 Mar 2026)
- [FCA CF] Client dealing (since 26 Mar 2026)
-
RiverRock European Capital Partners LLP
FRN 502154
- SMF1 Chief Executive (since 6 May 2025)
-
- CF30 Customer (11 Nov 2021 to 1 May 2025)
- CF1 Director (AR) (11 Nov 2021 to 1 May 2025)
- CF3 Chief Executive (AR) (11 Nov 2021 to 1 May 2025)
-
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (18 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.