Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Abraxas Capital Management Limited
FRN 219017
- [FCA CF] Client dealing (since 1 Jan 2020)
- CF2 Non Executive Director (26 Feb 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (20 Feb 2003 to 31 Oct 2005)
- CF1 Director (20 Feb 2003 to 31 Oct 2005)
- CF3 Chief Executive (20 Feb 2003 to 31 Oct 2005)
- CF8 Apportionment and Oversight (20 Feb 2003 to 31 Oct 2005)
- CF27 Investment Management (20 Feb 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (20 Feb 2003 to 31 Oct 2005)
- CF11 Money Laundering Reporting (20 Feb 2003 to 31 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.