Luca Annesanti

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial (no longer approved here)

    FRN 442767

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 28 Aug 2025)
    • [FCA CF] Client dealing (29 Apr 2022 to 28 Aug 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 Nov 2019 to 18 Apr 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2019 to 18 Apr 2022)
    • [FCA CF] Client dealing (1 Nov 2016 to 18 Apr 2022)
    • CF30 Customer (11 Jul 2012 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (1 Nov 2019 to 18 Apr 2022)
    • [FCA CF] Material risk taker (9 Nov 2016 to 18 Apr 2022)
    • [FCA CF] Client dealing (1 Nov 2016 to 18 Apr 2022)
    • CF30 Customer (2 Nov 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 28 Jul 2010)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Nov 2006 to 10 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.