Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (14 Mar 2025 to 18 Dec 2025)
    • [FCA CF] Client dealing (10 Feb 2025 to 18 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2025 to 18 Dec 2025)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • [FCA CF] Client dealing (1 Nov 2021 to 27 Dec 2024)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 6 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.