Louise Shield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] Manager of certification employee (since 23 May 2025)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Significant management (since 7 Feb 2023)
  • The Prudential Assurance Company Limited

    FRN 139793

    • [FCA CF] Manager of certification employee (since 23 May 2025)
    • [FCA CF] Significant management (since 7 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Feb 2023 to 31 Dec 2023)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Manager of certification employee (7 Feb 2023 to 31 Dec 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [PRA CF] Managing a material risk taker (23 Oct 2020 to 15 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (23 Oct 2020 to 15 Jan 2023)
    • [FCA CF] Manager of certification employee (2 May 2018 to 24 Apr 2020)
    • [FCA CF] Material risk taker (6 Mar 2017 to 24 Apr 2020)
    • [FCA CF] Significant management (6 Mar 2017 to 24 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

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