Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CFG Financial Services Limited (no longer approved here)

    FRN 979511

    • Employed By (28 Sep 2023 to 1 Oct 2025)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (27 Sep 2023 to 1 Oct 2025)
    • [FCA CF] Client dealing (14 Jun 2023 to 1 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (14 Jun 2023 to 1 Oct 2025)
    • [FCA CF] Functions requiring qualifications (14 Jun 2023 to 1 Oct 2025)
  • Frenkel Topping Associates Limited (no longer approved here)

    FRN 759456

    • (6)Employed By (27 Sep 2023 to 1 Oct 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
    • CF30 Customer (30 Sep 2015 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2023)
    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
  • WB Financial Management Ltd (no longer approved here)

    FRN 218754

    • (6)Employed By (22 Mar 2013 to 31 Aug 2015)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (15 Apr 2011 to 1 Sep 2015)
  • CRS CONSULTANTS LIMITED (no longer approved here)

    FRN 474097

    • CF30 Customer (3 Dec 2007 to 5 Jun 2009)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ralli Financial Services Limited

  2. controlled function added: (3)Employed By at Ralli Financial Services Limited

  3. controlled function removed: Employed By at Frenkel Topping Associates Limited

  4. controlled function added: (6)Employed By at Frenkel Topping Associates Limited

  5. controlled function removed: Employed By at Forte Wealth Management Limited

  6. controlled function added: (5)Employed By at Forte Wealth Management Limited

  7. controlled function removed: Employed By at Aspire + Wealth Management Limited

  8. controlled function added: (4)Employed By at Aspire + Wealth Management Limited