Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (28 Sep 2023 to 1 Oct 2025)
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- CF30 Customer (27 Sep 2023 to 1 Oct 2025)
- [FCA CF] Client dealing (14 Jun 2023 to 1 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (14 Jun 2023 to 1 Oct 2025)
- [FCA CF] Functions requiring qualifications (14 Jun 2023 to 1 Oct 2025)
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- (6)Employed By (27 Sep 2023 to 1 Oct 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
- CF30 Customer (30 Sep 2015 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2023)
- CF30 Customer (6 Jan 2017 to 8 Dec 2019)
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- (6)Employed By (22 Mar 2013 to 31 Aug 2015)
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- CF30 Customer (15 Apr 2011 to 1 Sep 2015)
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- CF30 Customer (3 Dec 2007 to 5 Jun 2009)
- CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ralli Financial Services Limited
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controlled function added: (3)Employed By at Ralli Financial Services Limited
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (6)Employed By at Frenkel Topping Associates Limited
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (5)Employed By at Forte Wealth Management Limited
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controlled function removed: Employed By at Aspire + Wealth Management Limited
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controlled function added: (4)Employed By at Aspire + Wealth Management Limited