Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • SMF3 Executive Director (since 7 Mar 2026)
    • [FCA CF] Client dealing (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
  • Castlefield Wealth Management Limited (no longer approved here)

    FRN 485786

    • Employed By (8 Jul 2008 to 31 Aug 2011)
  • Castlefield Investment Partners LLP (no longer approved here)

    FRN 432488

    • CF30 Customer (29 May 2008 to 31 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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