Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hoxton Wealth (UK) Ltd
FRN 586130
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Mar 2026)
- [FCA CF] Client dealing (since 23 Mar 2026)
-
- (19)Employed By (6 Dec 2023 to 30 Jul 2025)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2025)
- CF30 Customer (10 Aug 2015 to 30 Jul 2025)
-
- Employed By (28 Jul 2009 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.