Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2026)
    • [FCA CF] Client dealing (since 23 Mar 2026)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (19)Employed By (6 Dec 2023 to 30 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2025)
    • CF30 Customer (10 Aug 2015 to 30 Jul 2025)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (28 Jul 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.