Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 11 Jun 2025)
    • [FCA CF] Client dealing (since 11 Jun 2025)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2023 to 5 Feb 2025)
    • [FCA CF] Material risk taker (6 Jan 2023 to 5 Feb 2025)
    • [FCA CF] Significant management (6 Jan 2023 to 5 Feb 2025)
    • [FCA CF] Client dealing (12 Jan 2021 to 5 Feb 2025)
    • [FCA CF] Manager of certification employee (12 Jan 2021 to 5 Feb 2025)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Material risk taker (24 Mar 2017 to 26 Nov 2020)
    • [FCA CF] Client dealing (24 Mar 2017 to 26 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (24 Mar 2017 to 26 Nov 2020)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (15 Apr 2008 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (15 Apr 2008 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (6 Jul 2006 to 27 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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