Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jarvis Investment Management Limited (no longer approved here)

    FRN 116413

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Oct 2012)
    • CF10 Compliance Oversight (14 Sep 2010 to 31 Oct 2012)
    • CF11 Money Laundering Reporting (14 Sep 2010 to 31 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.