Lorraine Ann Bowen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd

    FRN 456896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Jun 2023)
  • SHIPMAN FINANCIAL PLANNING LIMITED

    FRN 513289

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 8 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2021)
    • [FCA CF] Client dealing (since 29 Sep 2021)
  • Whichers IFA LIMITED

    FRN 927125

    • Employed By (since 8 Jun 2022)

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Updates to this individual's record on the FCA register.

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