Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co Limited
FRN 119179
- [FCA CF] Material risk taker (since 10 Jun 2022)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (7 Feb 2002 to 31 Oct 2007)
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Material risk taker (since 10 Jun 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (12 Jun 2012 to 8 Dec 2019)
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- [FCA CF] Material risk taker (since 10 Jun 2022)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Material risk taker (since 1 May 2022)
- SMF27 Partner (since 1 May 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (7 Feb 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.