Lorna Caldecott

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

    FRN 231910

    • (10)4. Giving personal recommendations on retail investment products which are not broker funds
    • (9)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (12)[FCA CF] Client dealing (since 9 Dec 2019)
    • (13)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (11)SMF3 Executive Director (since 9 Dec 2019)
    • (25)CF28 Systems and controls (1 Nov 2007 to 3 Jan 2017)
    • (24)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (26)CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • (27)CF13 Finance (1 Jul 2004 to 31 Oct 2007)
    • (28)CF1 Director (1 Jul 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  2. controlled function added: (10)4. Giving personal recommendations on retail investment products which are not broker funds at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  3. controlled function added: (11)SMF3 Executive Director at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  4. controlled function added: (12)[FCA CF] Client dealing at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  5. controlled function added: (13)[FCA CF] Functions requiring qualifications at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED