Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 18 Feb 2026)
    • [FCA CF] Material risk taker (18 Dec 2020 to 18 Feb 2026)
    • [FCA CF] Manager of certification employee (13 Dec 2018 to 18 Feb 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Feb 2026)
    • CF30 Customer (7 Sep 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (13 Dec 2018 to 18 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Feb 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Feb 2026)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Feb 2026)
    • CF30 Customer (7 Sep 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 26 Apr 2010)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF21 Investment Adviser (20 Jan 2004 to 2 Mar 2005)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF21 Investment Adviser (20 Jan 2004 to 2 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.