Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 23 Aug 2021)
- [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
- Appointed representative dealing with clients for which they require qualification (23 Aug 2021 to 24 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.