Wood Kirkbride Independent Financial Advisers Limited

• Principal Place of Business

  Wood Kirkbride I F A Ltd

  Washington Business Centre

  Suite 10

  2 Turbine Way

  Sunderland

  Tyne & Wear

  SR5 3NZ

  UNITED KINGDOM

  Phone

  +4401915700096

  Web

  https://www.woodkirkbride-ifa.com

• Complaints Contact

  Wood Kirkbride I F A Ltd

  Washington Business Centre

  2 Turbine Way

  Sunderland

  SR5 3NZ

  UNITED KINGDOM

  Phone

  +4401915700096

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abbie Taylor

  IRN AXT00550

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 25 May 2023)
  • [FCA CF] Functions requiring qualifications (since 25 May 2023)
• David Samuel Wood

  IRN DXW00139

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Jul 2021)
  • Responsible for Insurance Distribution (since 14 Jun 2021)
  • SMF3 Executive Director (since 14 Jun 2021)
  • Responsibility for MCD Intermediation (since 14 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jun 2021)
  • SMF16 Compliance Oversight (since 14 Jun 2021)
• Graeme Neil Richardson

  IRN GNR00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 Aug 2022)
  • [FCA CF] Client dealing (since 25 Aug 2022)
• James Wood

  IRN JXW00676

  • [FCA CF] Functions requiring qualifications (22 Mar 2022 to 1 Jun 2022)
  • [FCA CF] Client dealing (22 Mar 2022 to 1 Jun 2022)
  • Appointed representative dealing with clients for which they require qualification (22 Mar 2022 to 23 Mar 2022)
• John George King

  IRN JGK00009

  • [FCA CF] Client dealing (25 Aug 2022 to 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (25 Aug 2022 to 2 Jan 2024)
• Julie Wood

  IRN JXW00534

  • Director of firm who is not a certification employee or a SMF manager (since 14 Jun 2021)
• Lois-Eryn Ford

  IRN LXK00039

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 Aug 2021)
  • [FCA CF] Client dealing (since 23 Aug 2021)
  • Appointed representative dealing with clients for which they require qualification (23 Aug 2021 to 24 Aug 2021)
• Neil Marshall

  IRN NXM00044

  • [FCA CF] Functions requiring qualifications (25 Aug 2022 to 2 Jan 2024)
  • [FCA CF] Client dealing (25 Aug 2022 to 2 Jan 2024)

No changes recorded yet.