Lloyd Keith Walton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DHM Wynchwood LLP

    FRN 569713

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (since 12 Feb 2018)
    • CF30 Customer (12 Oct 2012 to 19 Aug 2016)
  • Wynchwood Investments Ltd

    FRN 514678

    • Employed By (since 23 Mar 2018)
    • Employed By (27 Feb 2015 to 19 Aug 2016)
  • Wynchwood Ltd (no longer approved here)

    FRN 581243

    • Employed By (27 Nov 2012 to 19 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.