Llion Tomos Owen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 2 May 2010)
    • CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (28 Jan 2005 to 21 Oct 2005)
    • CF22 Investment Adviser (Trainee) (7 Nov 2002 to 28 Jan 2005)
    • CF26 Customer Trading (1 Dec 2001 to 21 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (28 Jan 2005 to 21 Oct 2005)
    • CF22 Investment Adviser (Trainee) (7 Nov 2002 to 28 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF22 Investment Adviser (Trainee) (7 Nov 2002 to 18 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.