Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (16 Mar 2022 to 21 Nov 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (23 Nov 2004 to 10 May 2005)
    • CF21 Investment Adviser (26 Oct 2002 to 21 Jan 2004)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (26 Oct 2002 to 26 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Oct 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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