Liza Ann Stevens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- [FCA CF] Manager of certification employee (since 7 Oct 2020)
- [FCA CF] Functions requiring qualifications (15 Mar 2022 to 7 Jun 2023)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (15 Mar 2010 to 29 Oct 2012)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (6 Dec 2007 to 14 Mar 2010)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2003)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Abbey National Cardiff and the Vales Limited (no longer approved here)
FRN 207598
- Employed By (1 Dec 2001 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.