Lisa Wickens

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 5 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Jan 2018)
  • Lisa Wickens Wealth Management Ltd

    FRN 796697

    • (1)Employed By (since 5 Jan 2018)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (23 Feb 2011 to 17 May 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 21 Jan 2011)
    • CF21 Investment Adviser (9 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 9 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.