Lisa Ong

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lombard Odier Asset Management (Europe) Limited
FRN 515393
- [FCA CF] Client dealing (since 13 Nov 2025)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (10 Aug 2021 to 31 Oct 2025)
Mudrick Capital Management (UK) Ltd (no longer approved here)
FRN 827614
- (2)Employed By (10 Aug 2021 to 31 Oct 2025)
CANYON CAPITAL ADVISORS (EUROPE) LIMITED (no longer approved here)
FRN 456571
- CF30 Customer (4 Oct 2013 to 8 Dec 2019)
Apollo Management International LLP (no longer approved here)
FRN 452877
- CF30 Customer (22 Mar 2011 to 9 Apr 2013)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (10 Oct 2008 to 20 Feb 2009)
- CF21 Investment Adviser (31 Aug 2005 to 19 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.