Lisa Louise Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Rice LLP

    FRN 531538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 14 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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