Lisa Katherine Fox

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GUINNESS ASSET MANAGEMENT LIMITED

    FRN 223077

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2025)
    • [FCA CF] Material risk taker (since 3 Feb 2025)
    • [FCA CF] Client dealing (since 3 Feb 2025)
    • CF30 Customer (since 20 May 2024)
  • Guinness Ventures Limited

    FRN 1002971

    • (5)Employed By (since 20 May 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (31 Mar 2023 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Mar 2023)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2021)
    • CF1 Director (22 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (22 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2019 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.