Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (17 Jan 2025 to 31 Oct 2025)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (13 Oct 2023 to 31 Aug 2024)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (13 Oct 2023 to 31 Aug 2024)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • [FCA CF] Client dealing (29 Jan 2021 to 23 Jun 2023)
    • CF30 Customer (30 Nov 2016 to 7 May 2019)
  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
    • CF26 Customer Trading (16 Jan 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.