Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (17 Jan 2025 to 31 Oct 2025)
-
- [FCA CF] Client dealing (13 Oct 2023 to 31 Aug 2024)
-
- [FCA CF] Client dealing (13 Oct 2023 to 31 Aug 2024)
-
- [FCA CF] Client dealing (29 Jan 2021 to 23 Jun 2023)
- CF30 Customer (30 Nov 2016 to 7 May 2019)
-
- CF30 Customer (6 Jun 2019 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 30 Jun 2015)
- CF26 Customer Trading (16 Jan 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.