Lisa Jane Whiting

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • [FCA CF] Functions requiring qualifications (18 Jan 2021 to 7 Mar 2022)
    • [FCA CF] Client dealing (18 Jan 2021 to 7 Mar 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • CF30 Customer (3 Jun 2019 to 9 Aug 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (13 Apr 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (27 Jun 2006 to 19 Feb 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 27 Jun 2006)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2002 to 25 Mar 2002)
    • CF21 Investment Adviser (25 Mar 2002 to 30 Aug 2002)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (25 Mar 2002 to 25 Mar 2002)
    • CF21 Investment Adviser (25 Mar 2002 to 31 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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