Lisa Jacqueline Lucas

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited

    FRN 172140

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (11 Feb 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Oct 2005 to 28 Nov 2005)
    • CF22 Investment Adviser (Trainee) (4 May 2005 to 12 Oct 2005)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.