Lisa Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Oct 2019)
  • Lisa Griffiths

    FRN 914623

    • (1)Employed By (since 15 Oct 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (27 Jan 2017 to 13 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 2 Aug 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Abbey National Cardiff and the Vales Limited (no longer approved here)

    FRN 207598

    • Employed By (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.