Lisa Coleman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (5 Feb 2024 to 29 Oct 2025)
    • CF30 Customer (30 Dec 2008 to 20 Dec 2009)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2022)
    • CF30 Customer (30 Dec 2008 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Oct 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2022)
    • CF30 Customer (30 Dec 2008 to 8 Dec 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Mar 2026)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 3 Sep 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 3 Sep 2008)
    • CF27 Investment Management (31 Jul 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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