Lisa Barnes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2022)
  • RIVERPARK INVESTMENT & FINANCIAL CONSULTANTS LTD. (no longer approved here)

    FRN 455480

    • [FCA CF] Client dealing (5 May 2022 to 28 Oct 2022)
    • [FCA CF] Functions requiring qualifications (5 May 2022 to 28 Oct 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (29 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (29 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (10 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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