Lionel Fernand Paul Dubois

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooklands Fund Management Limited (no longer approved here)
FRN 757575
- CF30 Customer (15 Oct 2020 to 22 Mar 2022)
Bespoke connections limited (no longer approved here)
FRN 933214
- Employed By (15 Oct 2020 to 22 Mar 2022)
FinEx Capital Management LLP (no longer approved here)
FRN 550784
- CF30 Customer (7 Oct 2016 to 12 Dec 2017)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF26 Customer Trading (1 Dec 2001 to 9 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.