Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S G Wealth Management Limited (no longer approved here)

    FRN 196001

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
  • Bracondale Financial Services IFA Ltd (no longer approved here)

    FRN 409779

    • Employed By (22 Oct 2004 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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