Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • SMF3 Executive Director (since 10 Feb 2025)
    • [FCA CF] Material risk taker (25 Oct 2024 to 17 Feb 2025)
    • [FCA CF] Significant management (25 Oct 2024 to 17 Feb 2025)
    • [FCA CF] Client dealing (25 Oct 2024 to 17 Feb 2025)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Material risk taker (26 Sep 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (8 Jun 2022 to 1 Feb 2023)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Material risk taker (26 Sep 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (26 Sep 2022 to 1 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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