Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (30 Jan 2008 to 30 Apr 2008)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 24 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.