Liam James Sheridan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc

    FRN 124823

    • [PRA CF] Significant risk taker or Material risk taker (since 25 Nov 2025)
    • [FCA CF] Manager of certification employee (since 4 Nov 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (30 Mar 2015 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (20 Mar 2013 to 26 Feb 2014)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 Feb 2010 to 28 Dec 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 12 Mar 2008)
    • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (10 Feb 2005 to 15 May 2007)
    • CF26 Customer Trading (22 Dec 2004 to 8 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.