Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (27 Jul 2018 to 10 Jun 2020)
- [PRA CF] Significant risk taker or Material risk taker (27 Jul 2018 to 10 Jun 2020)
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- [PRA CF] Significant risk taker or Material risk taker (12 Jun 2018 to 10 Jun 2020)
- [FCA CF] Material risk taker (12 Jun 2018 to 10 Jun 2020)
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- CF10a CASS Oversight function (1 Oct 2011 to 15 Feb 2013)
- CF28 Systems and controls (15 Sep 2010 to 13 Oct 2015)
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- CF28 Systems and controls (15 Sep 2010 to 13 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.