Lewis Conning

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Greenfields Financial Management Limited

    FRN 152689

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [PRA CF] Key function holder (since 21 Oct 2025)
    • [FCA CF] Client dealing (since 21 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (11 Jan 2019 to 3 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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