Greenfields Financial Management Limited

• Principal Place of Business

  Greenfields Farm

  Lytchett Matravers

  Poole

  Dorset

  BH16 6BU

  UNITED KINGDOM

  Phone

  +4401258857101

  Web

  https://www.greenfields.biz

• Complaints Contact

  Greenfields Farm

  Lytchett Matravers

  Poole

  Dorset

  BH16 6BU

  UNITED KINGDOM

  Phone

  +4401258857101

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Donna Marie Samways

  IRN DMS01172

  • CF22 Investment Adviser (Trainee) (25 Jul 2003 to 28 Nov 2003)
• Ian Alexander Maitland

  IRN IAM00013

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2020)
  • [FCA CF] Client dealing (since 31 Mar 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (16 Apr 2007 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (16 Apr 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Apr 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Dec 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
• Jack Lewis White

  IRN JXW00571

  • [FCA CF] Client dealing (10 Aug 2021 to 13 Sep 2021)
  • [FCA CF] Functions requiring qualifications (10 Aug 2021 to 13 Sep 2021)
• Jason Peter Coleman

  IRN JPC01136

  • CF21 Investment Adviser (23 Feb 2005 to 18 Jul 2005)
  • CF22 Investment Adviser (Trainee) (5 Oct 2004 to 23 Feb 2005)
• Justin Travers

  IRN JXT00093

  • [FCA CF] Functions requiring qualifications (6 Nov 2020 to 14 Mar 2025)
• Karen Barbara Wood

  IRN KBW01011

  • CF30 Customer (1 Nov 2007 to 26 Jan 2013)
  • CF21 Investment Adviser (2 Dec 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Apr 2003 to 2 Dec 2003)
• Lewis Conning

  IRN LXC83204

  • 16. Safeguarding and administering investments or holding client money
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [PRA CF] Key function holder (since 21 Oct 2025)
  • [FCA CF] Client dealing (since 21 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 21 Oct 2025)
• Nicholas Charles Wade

  IRN NCW00012

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jul 2002)
• Robert David Holman

  IRN RXH00359

  • [FCA CF] Functions requiring qualifications (16 Apr 2021 to 16 Jul 2021)
• Tobias Evans

  IRN TXE00067

  • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 28 Mar 2025)
  • [FCA CF] Client dealing (1 Feb 2022 to 28 Mar 2025)

No changes recorded yet.