Lester Martin MacKenzie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bluegrove Wealth Limited

    FRN 729419

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Dec 2020)
    • [FCA CF] Significant management (since 16 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2020)
    • [FCA CF] CASS oversight function (since 16 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (18 May 2016 to 8 Dec 2019)
    • CF1 Director (18 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 May 2016 to 8 Dec 2019)
    • CF30 Customer (18 May 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 May 2016 to 30 Sep 2018)
  • OCM WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 418826

    • CF1 Director (11 Jul 2012 to 11 Sep 2013)
    • CF30 Customer (15 May 2012 to 30 Sep 2016)
  • Mark Hughes & Associates Limited (K457) (no longer approved here)

    FRN 185184

    • (4)Employed By (19 Nov 2002 to 7 Jan 2004)
  • MacKenzie Ross Financial Services (no longer approved here)

    FRN 195690

    • (1)Employed By (1 Dec 2001 to 19 Jan 2004)

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