Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beverley Building Society (no longer approved here)

    FRN 206064

    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Apr 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 6 Apr 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (25 Nov 2004 to 29 Dec 2004)
    • CF21 Investment Adviser (31 Mar 2003 to 25 Jun 2004)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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