Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 21 Feb 2008)
- CF21 Investment Adviser (29 Jul 2002 to 26 Jan 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.