Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 21 Feb 2008)
    • CF21 Investment Adviser (29 Jul 2002 to 26 Jan 2006)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.